Strategic Planning#

  1. Market Strategy

  2. Value Creation

  3. Team Building

  4. Company Structure

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Market Strategy#

  • Indirect Competition, Opinion Leaders

  • customers only care about what the product will do for them

  • a product or service need to solves a real problem in more effective way, but not necessarily

higher-tech, than available alternatives * talk with potential customers in the early step, and find out how the market works and what the real problems are * know who the competitors are, what they do, how they make money, how good their products are and why people buy them

Indirect Competition#

  • customer solving the problem with in-house solution

  • customer adopting a different working practice that makes the problem irrelevant

  • customer tolerate the problem as their money is limited and invest money on other things

that they think will get a better return on investment

  • identify where in the market to offer a product different from the competition and a customer

a compelling reason to buy * customer purchase decision-making will pay significant attention to the potential downside and the risk

Opinion Leaders#

  • have influence on the customers in technology markets

  • identify, engage and get them on the same side

  • it is worth to investigate whether it is possible to define market segments in terms of

them * engaging them can sometimes lead to automatic, free-of-charge business advantage

  • learn how the market works, decide which market segments to go for, and use the networks in

the segments to increase selling effort * product-based company should have the potential to be large and global, and the market should be at an early stage of exploitation * service-based company should allow the customer to get end result more efficiently * entering a mature market without distinct offering could lead to failure * it is important to be first to market as it will allow to shape customer expectations, charge a premium and obtain first-mover publicity

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Value Creation#

Lifestyle Business#

  • in control of operations, few employees, and flexible with own time and resources

  • primary value will be created through cash flow

  • choose to invest that cash in other ventures, reinvest in own business, or create other

forms of savings * will be dependent on the cash and growth in the business

Rapid Growth#

  • might have to give up some of shares and control

  • manage more complex work situations, and deal with investors

  • plenty of scope for travel overseas, and spend long hours on the road

Business Goals#

  • New Entrepreneurs
    • build credibility and experience, and get an understanding of how the market works

    • can start with some form of consulting business

    • lower risks, but selling consulting services to raise money for product development

    can delay that development

  • Higher Risk
    • need financial resources, strong team and global market with significant potential

    demand - can make an objective to raise sums of money from venture capital and other sources - expecting the business to grow with speed to enable investors to realise value through some form of exit, e.g. sale of shares to other business or via flotation on the stock market

Business Models#

  • choice of models will have an impact on the final value

  • be very clear about the business model

  • start-up companies will find it difficult to mix business models

  • do not develop products and deliver consulting expertise

  • Licensing Idea
    • it may require to make further investment to prove that the technology works and

    that there is a market for it - but can expect to receive a part of the value when the idea is brought to the market by those who have licensed it - need to find the right licensees, good legal advice on contracts and the protection of intellectual property - e.g. biotechnology companies develop potential new medicines and license them to pharmaceutical companies

  • Full Ownership
    • own various forms of diluted ownership with co-investment by other firms and people

    • going it alone has the highest risks

    • must be fully committed, but can expect the greatest rewards if it all works out

    • fit teams who are experienced in business and have a desire to grow a large business

    for a large return

  • Joint Ventures
    • reduces the risks, but can be complicated to set up

    • need to find a company that is willing to co-develop the technology or the market

    • fit teams who are experienced in business and have a desire to grow a large business

    for a large return - e.g. shared flights in the airline industry

  • Product Development & Sale
    • growing a products business requires more capital than growing a services company

    • more risky as the company is unlikely to get a second chance if the first fails

    • but rewards can be great if the product is successful

  • Services Delivery
    • less risky to grow the company, but growth will be slower

    • staff numbers will need to double in order to double company revenue

  • IP licensing
    • very competitive and often does not appear to have more than one large player in

    each market sector - important to ensure to follow through with succeeding generations of IP

Business Plan#

  • necessary document that will help or hinder attempts to raise outside finance

  • can be extremely time consuming, seek external advice

  • Internal Plan
    • personal objectives, product or service to sell

    • itinerary to develop the technology, market research, recruit,and acquire other

    resources - should be reviewed continuously, and make simple budgets and cash flow forecasts - style and content reflect only the internal needs of the business - becomes more formal as the business develops, and a specific plan, based on the internal plan, may be necessary

  • important to understand that the needs of equity investors and bankers are different

  • Plan Emphasis
    • depends on the stage of the business

    • start-up: its people, product and the quality of market research

    • developed business: emphasise its track record

  • External Plan
    • company and management background, staff structure, market, production, product and

    details of IP - financial forecasts, competition, risk and reward for potential financiers - how the product will be sold, time scale and benchmarks, mainly for overcoming barriers to market entry - if the plan is to raise equity, must include business’s unique selling point - must be reviewed before going public

  • Executive Summary
    • written after the plan is finished, must introduced the plan with it

    • has to attract attention and should be short, two or three pages

    • but must be sharp, bringing out the key selling points

    • write in a way that an investor with no special knowledge can quickly understand the

    business and what is in it for him

  • once potential investors form a negative perception of the business, it is often

impossible to change it

Novelty#

  • the new offering must be sufficiently different to be attractive to clients

  • investors like companies whose offerings have a significant degree of novelty

  • product must be sufficiently novel

  • intellectual property, patents, in the product must be defensible, i.e. a competitor

should not be able to steal it * the product should not be launched before the market has developed * new markets are generally slower to take off than expected

  • most successful technology companies raise three or four rounds of finance prior to flotation

or the sale of the company * it is necessary to convince the first-round financiers that the team is credible, product is novel, there is a large global market and proposition is sustainable * execute flawlessly and maintain focus, do not think too long, and go into market and do it

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Team Building#

  • Team Roles, Recruitment

  • find partners that can be trusted and get along with, two or three people make a sufficient

starting team * the founding team must have skills to create the product, identify customers and make sales * if there is no obvious leader in the founding team, recruit before or shortly after first-stage funding is secured * fill the remaining key management gaps within a reasonable period * communicate, share business vision, build trust, clarify and formalise roles through the business plan * skill required will change with the growth trajectory * hire as needed, and recruit from outside the region if necessary, but set high standards from the first and stick to them * VCs consider a business proposal based on the skills and experience of the entire team

Team Roles#

  • Chair
    • senior wise head, has experience and contacts

    • resolve dispute in the company

  • CEO/Managing Director
    • find money and manage investor relations

    • responsible for day-to-day running of the company

    • formulate policy proposals and implement the board’s decisions

    • usually has a marketing rather than a technical background

    • often not a founder member

  • CFO/Finance Director
    • usually a qualified accountant, prepare management reports and budgets

    • advises on fundraising, may act as company secretary and run the administration

    • can have additional roles of office management and quality control

  • CTO/Technical Director
    • invent new things, take charge of development

  • COO/Production Director
    • run the factory and distribution chain

  • VP Marketing/Marketing Director
    • decide what and how to sell

    • handle market communications and competitor information

  • VP Sales/Sales Director
    • handles selling and customer relationship management

    • also manage after-sales support

  • Board of Directors
    • Chair, CEO, CFO, CTO, COO, VPs of Marketing and Sales, and other non-executive

    directors - usually business or industry experts and representatives from the VC - each has responsibilities to the company, shareholders, creditors and employees

  • Scientific Advisory Board
    • does not have a legal role as the board of directors does

    • advises on scientific direction of the company

    • mostly very senior figures from particular area of science

  • As a Manager
    • lead, acquire resource, and allocate disturbance

    • inspire other team members, and sell vision and goals

    • understand the individual team member’s own personal goals

    • obtain the resources for the team to function, e.g. investment

    • inform the team of changes and deal with the consequences

    • should not micro-manage, making every small decision

Recruitment#

  • make rough details of the ideal person for the job, e.g. background, experience, career

path, reason to join, options package requested and to attract * best way is to find through personal recommendation * some companies run bounty schemes to reward staff who introduce new employees * can employ an agency, but usually charge 15-20% of first-year salary * for more senior posts, hire headhunters which will minimise publicity * can also advertise, which can be low-cost and effective

  • all-Scientist company will stay small or fizzle out as the Scientist burns out, as he will

want to have his hands on everything the company invents or makes * all-Entrepreneur company will generate excitement and publicity, but will bankrupt quickly, as entrepreneurs have zero attention to detail and are stubborn * all-Manager company will slowly be packed away, becoming the land of the living dead

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Company Structure#

  • Directors, Shareholders

  • a company offers limited liability, risks are taken by the company rather than as an

individual, so that personal assets can be safe if the business goes wrong * every company must have public documents such as Memorandum, objectives and share capital, Articles of Association, how the company should be run * do not allow investors to mess with the Memorandum and Articles of the company * register certain documents with the Registrar of Companies, and appoint auditors and submit audited accounts annually to Companies House * can purchase companies read-formed from company formation agents, or ask a firm of lawyers to set up with tailored Memorandum and Articles * address legal and taxation issues at an early stage * e.g. share option agreement isn’t needed when only the founders are working for the company, and directors liability insurance is only needed when a certain type of company is actively trading * as an individual, consider shareholding from family’s point of view, and find the best way to obtain income from the company in the future

Directors#

  • must be legally in the best interests of the company

  • cannot make decisions for personal benefits

  • have to declare conflicting interest, that will be decided by the board, to other directors

  • a director must not discuss or vote on any issue where there is a conflict of interest

  • may need to risk personal liability in some cases, e.g. signing an agreement without

unanimous shareholder approval

Shareholders#

  • key people for any new company, appoint and remove directors to run the company

  • make decisions by way of a General Meeting, where certain major decisions can only be

made * but once the company framework is established, the power to run the company from day to day is vested in the board of directors * Shareholders’ Agreement

  • who is on the board, what decisions require unanimity

  • what are the voting rights, what are the exit routes

  • what happens to shares of a deceased shareholder

  • in some where matters have reached a point that cannot move forward together, one

shareholder can require the others to buy him out or be bought out themselves - most articles restrict the freedom to transfer shares - e.g. the share seller must offer to the fellow shareholders at the same price offered by an external purchaser, giving the opportunity to stop a third-party shareholder being imposed on them

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